Compliance Analyst
Neuberger Berman
Description
Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer – Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s global compliance program. Primary Responsibilities: Review and analyze reports generated by the firm’s surveillance systems. Communicate and address surveillance issues, as necessary Provide guidance to t…